IN-PERSON MEETING: Canadian Securities Exchange Policy Update
This meeting is being hosted by the Securities Law Section.
| Speakers: |
Mark Faulkner, Senior Vice President, Canadian Securities Exchange
Anna Serin, Director, Listing Development, Canadian Securities Exchange
Rob Theriault, Vice President, Canadian Securities Exchange |
| Time: |
Thursday, October 12, 2023, 12:00pm - 1:00pm (PT) |
| Location: |
Norton Rose Fulbright Canada LLP, 510 West Georgia Street Suite 1800, Vancouver, BC, V6B 0M3 |
| Meal Cost: |
Optional - $ 21.00 (+ GST) - Please Select at Registration |
| CPD Hours: |
1.00 hour |
Synopsis
Mark Faulkner, Rob Theriault, and Anna Serin provide an overview and update on the recent amendments to the Canadian Securities Exchange policies, including a discussion of the practical implementation of the updated policies which have been in effect since April 2023.
PARTICIPANT ACKNOWLEDGEMENT - COVID-19 HEALTH & SAFETY
By registering for the in-person option, registrants agree to follow and adhere to the health and safety protocols of the venue to reduce the risks of exposure to and transmission of COVID-19 and agree to cancel your attendance if you are experiencing any COVID-19 symptoms. If you test positive for COVID-19, you may transfer your registration to the virtual option.
Territorial Acknowledgement
This event takes place on the traditional and unceded territory of the Coast Salish peoples, including Tsleil-Waututh, Squamish and Musqueam First Nations. We encourage members to explore the rich history and knowledge of Indigenous people, and to continue learning about their experience in Canada past and present.
Accessibility & Inclusiveness
The CBABC provides access to Section activities for all members. The facilities for this meeting may be wheelchair accessible. For information about accessible parking or to communicate your request for other accommodation you require, please contact CBABC Sections at sections@cbabc.org.
We also welcome your suggestions for enhancing the inclusiveness of our activities.
By attending this in-person Section event, attendees agree to follow the health and safety protocols of the venue to reduce the risks of exposure to and transmission of COVID-19 and confirm that they are not experiencing any COVID-19 symptoms on the day of the event.
Webinar/Teleconference (if applicable)
Sections host webinars from Internet-capable venues depending on the resources and technology available at the venue.
Disclaimer
Please ensure to sign-in at the meeting; failure to sign-in will result in de-registration. CBABC requires this as a record to confirm your attendance for this meeting for your CPD reporting (if applicable).
