11th Annual OSC, TSX and IIROC Update (Archived Video Stream) 

Jun. 12, 2013
Toronto Online

This is the archived version of a program presented on June 12, 2013 

Ensure you are up-to-date with recent important developments in securities regulation.  Senior representatives of the Ontario Securities Commission, the Toronto Stock Exchange and the Investment Industry Regulatory Organization of Canada will update you on recent developments in M&A, investment fund regulation, corporate governance and director elections, the OSC exempt market review, emerging markets issuers and investment dealer regulation.  This program will help you provide advice to your clients or your company on securities matters.  If you have attended previous Annual Updates, you know how valuable this session will be!

Program Chair:        
David Surat, Partner, Borden Ladner Gervais LLP  

Rosemary Chan, Senior Vice President, Member Compliance, General Counsel and Corporate Secretary, IIROC
Melanie Crouch, Legal Counsel, Corporate Finance Branch, OSC
Eleanor Fritz, Director Compliance and Disclosure, TSX
Pei-Ching Huang, Senior Legal Counsel, Investment Funds Branch, OSC
Jason Koskela, Senior Legal Counsel, Corporate Finance Branch, OSC
Jo-Anne Matear, Manager, Corporate Finance Branch, OSC
Julie Shin, Director, Listed Issuer Services, TSX


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    For 1 to 3 Participants
    CBA Member: $40*
    Non-Member: $65*

    For 4 or more Participants
    CBA Member: $65*
    Non-Member: $100*
    *plus applicable taxes



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