Compliance Essentials in Corporate Finance: Protect Clients from Regulatory and Transactional Risk
Wednesday, December 3, 2025 | 12:00 pm – 1:30 pm ET
Registration Fees
| TIME |
EVENT |
|
12:00 pm – 1:30 pm ET
|
Compliance Essentials in Corporate Finance: Protect Clients from Regulatory and Transactional Risk
Help your clients stay compliant while executing financing transactions. You will enhance your ability to spot legal landmines and integrate regulatory diligence into your advisory work—without derailing the deal.
Translate your legal knowledge into actionable strategies to:
- Identify and explain compliance obligations under securities law, AML legislation, and anti-terrorist financing rules
- Draft disclosure and compliance language in financing documents that satisfies regulators
- Flag jurisdictional risks in cross-border transactions and advise clients accordingly
- Conduct pre-closing compliance checklists and assist clients with filing obligations
- Support clients in establishing governance or compliance processes post-transaction
|
|
Speakers
|
TBD
|
|
Moderator
|
TBD
|
Missing the webinar? You can still purchase the full series!
Past webinars will be provided to participants as on-demand recordings.
Registration Fees
CBA Members: $85
CBA Young Lawyer Members (<5 years): $70
CBA Student Members: $25
Non-Members: $160
Government: $100
Plus applicable taxes
Group Rates For Firms / Organizations
5 – 9 registrants = 10% discount
10 – 19 registrants = 15% discount
20+ = 20% discount
To take advantage of the discount, please contact: pd@cba.org
