CBA LAW SERIES 2023
Securities Laws Developments Including The New Self-Regulatory Organization (Recording)
Presented by the CBA Business Law Section
Monday May 15, 2023 | 12:00 pm - 1:30 pm ET
Registration Fees
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12:00 pm - 1:30 pm
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Securities Laws Developments Including The New Self-Regulatory Organization
On January 1, 2023, a new Self-Regulatory Organization for the Canadian Securities Industry came into existence, replacing the current SROs (IIROC and MFDA). This is one of several developments in securities law and regulation.
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| Moderator |
Donald J. MacDonald, Lawyer, Pitblado LLP (Winnipeg, MB) |
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Panel 1
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Speakers:
David Cheop, Chair and CEO, The Manitoba Securities Commission (Winnipeg, MB)
Andrew Kriegler, President and CEO, New Self-Regulatory Organization of Canada (New SRO) (Toronto, ON)
Hugo Lacroix, Superintendent Securities Markets, Autorite des marches financiers (Montreal, QC)
Moderator:
Jennifer Armstrong, General Counsel and Corporate Secretary, New SRO (Toronto, ON)
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Panel 2
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Speakers:
Elsa Renzella, Senior Vice President, Enforcement and Registration, New SRO (Toronto, ON)
Jennifer Armstrong, General Counsel and Corporate Secretary, New SRO (Toronto, ON)
Moderator:
Barbara Hendrickson, BAX Securities Law (Toronto, ON)
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Registration Fees
CBA Members: $80
CBA Young Lawyer Members (<5 years): $65
CBA Student Members: $25
Non-Members: $155
Government: $95
Plus applicable taxes
Group Rates For Firms / Organizations
5 – 9 registrants = 10% discount
10 – 19 registrants = 15% discount
20+ = 20% discount
To take advantage of the discount, please contact: pd@cba.org
