Overview of Securities Regulation (Recording) 

Jan. 24, 2017
Online

CBA CANADIAN SECURITIES REGULATION SERIES 2017


Overview of Securities Regulation  



Topics will include:

  • Principles and Purposes of Securities Law
  • Securities Offerings
  • Continuous Disclosure
  • Registration Requirements and Collective Investment Vehicles
  • Take-Over Bids and Early Warning Regime
  • Checklist for Analyzing Securities Problems
  • Sources of Change in Canadian  Securities Law


Take advantage of the series discount and sign up for all 6 programs! When you complete the full course you will know:

 

  • How to make an application to a securities regulator,
  • Which regulators are responsible for dealing with various kinds of typically encountered securities matters,
  • Who to contact and when,
  • The key distinction between statutory requirements, rules and policy and the importance of the "unwritten rules" of the regulatory environment.
  • New National Co-Operative Capital Markets Regulatory System

 


And, on a very practical level, you will be more comfortable with various forms of disclosure documents.

Presenters:



                            

 

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    FORMAT
    Recording

    COST

    CBA members: $125 
    Non-members: $250 
    Plus applicable taxes 

    MEMBER GROUP RATE
    $1,500 
    Plus applicable taxes
     

 

CONTACT INFO

pd@cba.org
613-237-2925; 1-800-267-8860

FAQ & Cancellation